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YELLOW ALERT: Fiduciary Rule and Financial Services Regulations
Fiduciary Rule | Feb. 3, 2017

Today, the White House issued two releases of import to the financial services community: a memorandum to the Department of Labor directing it to re-examine the fiduciary rule, and an executive order on financial services regulation. Both actions are discussed in more detail below.

Department of Labor Fiduciary Duty Rule
Fiduciary Rule | Apr. 13, 2016

This webinar focused on the Department of Labor’s final rule creating a fiduciary duty of care for retirement investment advisors.